Personnel Hong Kong SFC License Details (ID 81802)

Personnel Hong Kong SFC License Details (ID 81802)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2023-04-20	-
	RO	Dealing in futures contracts	2019-10-15	-
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2011-03-28	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-11-05	2019-10-15
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-11-05	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-04-01	2009-11-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-04-01	2009-11-01