Personnel Hong Kong SFC License Details (ID 81807)

Personnel Hong Kong SFC License Details (ID 81807)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VAST HARBOUR SECURITIES LIMITED	Rep	Dealing in securities	2021-03-18	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-11-08	2021-02-15
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-11-08	2021-02-15
CITIC Securities Brokerage (HK) Limited	Rep	Advising on corporate finance	2003-04-01	2003-06-25
	Rep	Asset management	2003-04-01	2003-06-25
	Rep	Advising on securities	2003-04-01	2003-08-01
	Rep	Providing automated trading services	2003-04-01	2003-08-01
	Rep	Dealing in securities	2003-04-01	2003-08-01
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-04-01	2003-08-01