Personnel SFC Licences and HKMA Registrations (ID 81810)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SILVERBRICKS SECURITIES COMPANY LIMITED	RO	Dealing in futures contracts	2021-04-08	-
	Rep	Dealing in futures contracts	2021-01-29	2021-04-08
	Rep	Dealing in securities	2020-09-22	2026-09-08
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2011-03-28	2020-08-31
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Dealing in futures contracts	2003-04-01	2020-08-31
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-30
	Rep	Advising on securities	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Dealing in securities	2003-04-01	2020-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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