| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2023-05-10 | - |
| Guotai Junan FX Limited | RO | Leveraged foreign exchange trading | 2023-05-10 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2018-09-03 | - |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2011-03-28 | 2023-05-10 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-09-22 | 2018-09-03 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-09-22 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-05-21 | 2008-09-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-05-21 | 2008-09-20 |