| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2022-05-25 | 2026-09-19 |
| RO | Dealing in futures contracts | 2012-05-22 | 2026-09-19 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2012-05-22 | 2026-09-19 |
| Guotai Junan FX Limited | RO | Leveraged foreign exchange trading | 2010-10-21 | 2026-09-19 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-17 | 2012-05-22 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-01-19 | 2012-05-22 |
| Public Securities Limited | Rep | Dealing in securities | 2009-12-18 | 2010-01-09 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | RO | Advising on futures contracts | 2009-10-28 | 2009-11-01 |
| RO | Dealing in futures contracts | 2009-10-28 | 2009-11-01 |
| RO | Dealing in securities | 2009-10-28 | 2009-11-01 |
| Rep | Advising on futures contracts | 2009-10-08 | 2009-10-28 |
| Rep | Dealing in futures contracts | 2009-10-08 | 2009-10-28 |
| Rep | Dealing in securities | 2009-10-08 | 2009-10-28 |
| Yuanta Asia Investment (Hong Kong) Limited | RO | Leveraged foreign exchange trading | 2008-07-14 | 2009-09-18 |
| RO | Dealing in securities | 2007-01-26 | 2009-09-18 |
| RO | Advising on futures contracts | 2006-07-20 | 2009-09-18 |
| RO | Dealing in futures contracts | 2006-07-20 | 2009-09-18 |
| Rep | Dealing in futures contracts | 2006-05-11 | 2006-07-20 |
| CELESTIAL SECURITIES LIMITED | RO | Leveraged foreign exchange trading | 2004-03-13 | 2006-03-20 |
| CELESTIAL COMMODITIES LIMITED | RO | Advising on futures contracts | 2003-04-01 | 2003-08-08 |
| RO | Asset management | 2003-04-01 | 2003-08-08 |
| RO | Providing automated trading services | 2003-04-01 | 2004-03-02 |
| RO | Dealing in futures contracts | 2003-04-01 | 2006-03-20 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-08 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-08 |
| Rep | Asset management | 2003-04-01 | 2003-08-08 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-19 |
| Rep | Dealing in securities | 2003-04-01 | 2004-03-13 |