Personnel Hong Kong SFC License Details (ID 81855)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	RO	Advising on securities	2018-12-31	2025-02-28
	Rep	Advising on securities	2016-08-31	2018-12-31
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2010-10-22	2016-08-06
CHINA TONGHAI (IA) LIMITED	Rep	Advising on securities	2008-10-03	2010-09-18