Personnel Hong Kong SFC License Details (ID 81857)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2019-09-04	2019-10-17
	Rep	Asset management	2019-09-04	2019-10-17
	Rep	Dealing in securities	2019-09-04	2019-10-17
	RO	Advising on securities	2018-12-14	2019-04-12
	Rep	Asset management	2018-12-14	2019-04-12
	RO	Dealing in securities	2018-12-14	2019-04-12
	Rep	Dealing in securities	2018-10-03	2018-12-14
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-08-18	2016-05-03