| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-09-16 | - |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-09-16 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2018-06-15 | - |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-12-30 | |
| Rep | Advising on securities | 2003-04-01 | 2003-12-30 | |
| Rep | Asset management | 2003-04-01 | 2003-12-30 | |
| Rep | Dealing in securities | 2003-04-01 | 2018-06-15 |
No HKMA registrations in the collected records.