Personnel Hong Kong SFC License Details (ID 81864)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-09-16	-
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2021-09-16	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2018-06-15	-
	Rep	Advising on corporate finance	2003-04-01	2003-12-30
	Rep	Advising on securities	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Dealing in securities	2003-04-01	2018-06-15