Personnel Hong Kong SFC License Details (ID 81873)

Personnel Hong Kong SFC License Details (ID 81873)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Advising on securities	2025-02-19	2025-04-02
	Rep	Dealing in securities	2025-02-19	2025-04-02
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-12-28	2022-09-16
ICBC INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2018-05-17	2019-01-11
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2015-09-15	2018-04-14
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2013-05-31	2015-09-01
	Rep	Dealing in securities	2013-05-31	2015-09-01
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2011-07-27	2012-12-01