Personnel Hong Kong SFC License Details (ID 81881)

Personnel Hong Kong SFC License Details (ID 81881)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RICHES DEPOT SECURITIES CO., LIMITED	RO	Dealing in securities	2018-03-07	2025-01-28
	Rep	Dealing in securities	2018-01-10	2018-03-07
FORTHRIGHT SECURITIES COMPANY LIMITED	RO	Dealing in securities	2017-11-13	2017-12-15
	Rep	Dealing in securities	2016-08-09	2017-11-13
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-08-19	2016-07-12
VMS Securities Limited	Rep	Advising on corporate finance	-	2003-08-13
	Rep	Advising on securities	-	2003-08-13
	Rep	Asset management	-	2003-08-13
	Rep	Dealing in securities	-	2003-08-13