| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | Advising on securities | 2017-09-12 | - |
| GUOYUAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2016-10-07 | - |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | Dealing in securities | 2016-10-07 | - |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-08-11 | 2016-10-07 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-08-11 | 2016-10-07 |
| Fosun International Securities Limited | RO | Advising on securities | 2015-11-18 | 2016-06-17 |
| RO | Dealing in securities | 2015-11-18 | 2016-06-17 |
| Rep | Advising on securities | 2015-09-14 | 2015-11-18 |
| Rep | Dealing in securities | 2015-09-14 | 2015-11-18 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2012-10-18 | 2015-06-12 |
| RO | Dealing in securities | 2012-10-18 | 2015-06-12 |
| RO | Dealing in futures contracts | 2012-08-03 | 2015-06-12 |
| Rep | Dealing in futures contracts | 2012-07-13 | 2012-08-03 |
| Rep | Dealing in securities | 2012-07-13 | 2012-10-18 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Advising on securities | 2011-10-24 | 2012-06-01 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-03-04 | 2012-06-01 |
| RO | Dealing in futures contracts | 2011-03-04 | 2012-06-01 |
| Rep | Dealing in futures contracts | 2008-09-17 | 2011-03-04 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-07 | 2012-06-01 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2008-02-06 | 2008-03-12 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-02-09 |
| Rep | Asset management | 2003-04-01 | 2004-02-09 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2008-01-12 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-09 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-09 |
| Rep | Asset management | 2003-04-01 | 2004-02-09 |
| Rep | Dealing in securities | 2003-04-01 | 2008-01-12 |