Personnel Hong Kong SFC License Details (ID 81899)

Personnel Hong Kong SFC License Details (ID 81899)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oriental Harbor (Hong Kong) Investment Management Co., Limited	RO	Advising on securities	2022-02-14	-
	RO	Asset management	2020-09-03	-
	Rep	Asset management	2016-04-11	2020-09-03
EASTERN MARATHON INVESTMENT MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2014-11-21	2016-02-29
	Rep	Asset management	2012-08-28	2016-02-29
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-06-02	2012-08-04
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2011-06-02	2012-08-04