| VICTORY SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2026-05-22 | - |
| Rep | Asset management | 2026-05-22 | - |
| Rep | Dealing in futures contracts | 2026-05-22 | - |
| RO | Dealing in securities | 2025-09-16 | - |
| DaoKou Securities Limited | RO | Dealing in securities | 2025-01-07 | 2025-02-28 |
| TAI FUNG SECURITIES LIMITED | RO | Dealing in securities | 2022-09-02 | 2024-10-30 |
| Rep | Dealing in securities | 2022-07-08 | 2022-09-02 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | RO | Advising on securities | 2016-09-22 | 2022-05-31 |
| RO | Dealing in securities | 2016-04-25 | 2022-05-31 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2016-01-26 | 2016-03-04 |
| RO | Dealing in futures contracts | 2015-09-24 | 2016-03-04 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | Dealing in securities | 2015-01-13 | 2016-03-04 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-09-24 | 2016-01-26 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Advising on securities | 2013-09-24 | 2016-03-04 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-12-22 | 2015-09-24 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-11-19 | 2015-01-13 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-04-19 | 2010-11-13 |
| Open Securities Limited | Rep | Dealing in securities | 2009-08-03 | 2010-03-12 |
| WINSOME STOCK COMPANY LIMITED | Rep | Dealing in securities | 2008-10-24 | 2009-07-27 |