Personnel Hong Kong SFC License Details (ID 81919)

Personnel Hong Kong SFC License Details (ID 81919)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Advising on securities	2018-03-01	2019-11-19
	RO	Dealing in securities	2018-03-01	2019-11-19
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	RO	Advising on futures contracts	2014-01-20	2015-07-20
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2014-01-20	2015-07-20
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	RO	Dealing in securities	2012-07-11	2015-07-20
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	RO	Advising on securities	2011-03-23	2015-07-20
	RO	Asset management	2011-03-23	2015-07-20
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2011-03-23	2015-07-20
	RO	Asset management	2011-03-23	2015-07-20
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	RO	Advising on securities	2011-03-23	2015-07-20
	RO	Asset management	2011-03-23	2015-07-20