Chen, Xuan (SFC:ARG777) 陳煊

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	2018-07-03	2021-11-29
	RO	Dealing in futures contracts	2018-07-03	2021-11-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Advising on securities	2018-07-03	2021-11-29
	RO	Dealing in securities	2018-07-03	2021-11-29
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	RO	Advising on futures contracts	2016-09-28	2018-07-03
	RO	Advising on securities	2016-09-28	2018-07-03
	RO	Asset management	2016-09-28	2018-07-03
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2016-09-28	2018-07-03
	RO	Advising on securities	2016-09-28	2018-07-03
	RO	Asset management	2016-09-28	2018-07-03
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	RO	Advising on securities	2016-09-28	2018-07-03
	RO	Asset management	2016-09-28	2018-07-03
	RO	Dealing in securities	2016-09-28	2018-07-03
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2015-12-23	2016-09-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2014-03-03	2018-07-03
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-08-22	2018-07-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2012-04-26	2018-07-03
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2011-06-30	2012-06-12
	Rep	Asset management	2010-07-27	2012-06-12
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2010-04-13	2012-06-12
	Rep	Advising on securities	2010-04-13	2012-06-12
	Rep	Asset management	2010-04-13	2012-06-12
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2008-07-30	2012-06-12
	Rep	Advising on securities	2008-07-30	2012-06-12
	Rep	Asset management	2008-07-30	2012-06-12

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	2018-07-03	2021-11-29
	RO	Dealing in futures contracts	2018-07-03	2021-11-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Advising on securities	2018-07-03	2021-11-29
	RO	Dealing in securities	2018-07-03	2021-11-29
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	RO	Advising on futures contracts	2016-09-28	2018-07-03
	RO	Advising on securities	2016-09-28	2018-07-03
	RO	Asset management	2016-09-28	2018-07-03
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2016-09-28	2018-07-03
	RO	Advising on securities	2016-09-28	2018-07-03
	RO	Asset management	2016-09-28	2018-07-03
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	RO	Advising on securities	2016-09-28	2018-07-03
	RO	Asset management	2016-09-28	2018-07-03
	RO	Dealing in securities	2016-09-28	2018-07-03
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2015-12-23	2016-09-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2014-03-03	2018-07-03
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-08-22	2018-07-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2012-04-26	2018-07-03
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2011-06-30	2012-06-12
	Rep	Asset management	2010-07-27	2012-06-12
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2010-04-13	2012-06-12
	Rep	Advising on securities	2010-04-13	2012-06-12
	Rep	Asset management	2010-04-13	2012-06-12
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2008-07-30	2012-06-12
	Rep	Advising on securities	2008-07-30	2012-06-12
	Rep	Asset management	2008-07-30	2012-06-12