Personnel Hong Kong SFC License Details (ID 81923)

Personnel Hong Kong SFC License Details (ID 81923)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2013-08-21	2021-07-09
	Rep	Asset management	2013-08-21	2021-07-09
	Rep	Dealing in securities	2013-08-21	2021-07-09
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2011-06-30	2013-07-13
	Rep	Asset management	2011-06-30	2013-07-13
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2011-06-30	2013-07-13
	Rep	Asset management	2011-06-30	2013-07-13
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2011-06-30	2013-07-13
	Rep	Asset management	2011-06-30	2013-07-13
	Rep	Dealing in securities	2010-08-19	2013-07-13