Mok, Wai Man Derek (SFC:AMC666) 莫偉民

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GATEWAY CAPITAL (HONG KONG) LIMITED	RO	Asset management	2026-09-11	-
	Rep	Asset management	2026-08-21	2026-09-11
Fubon Fund Management (Hong Kong) Limited	RO	Advising on securities	2019-08-07	2025-12-31
	RO	Asset management	2019-08-07	2025-12-31
	RO	Dealing in securities	2019-08-07	2025-12-31
	Rep	Advising on securities	2019-03-27	2019-08-07
	Rep	Asset management	2019-03-27	2019-08-07
	Rep	Dealing in securities	2019-03-27	2019-08-07
OnePlatform Asset Management Limited	Rep	Advising on securities	2017-03-22	2018-12-31
	Rep	Asset management	2017-03-22	2018-12-31
	Rep	Dealing in securities	2017-03-22	2018-12-31
RHB ASSET MANAGEMENT LIMITED	RO	Advising on securities	2015-03-25	2016-09-27
	RO	Asset management	2015-03-25	2016-09-27
	RO	Dealing in securities	2015-03-25	2016-09-27
	Rep	Advising on securities	2015-01-28	2015-03-25
	Rep	Asset management	2015-01-28	2015-03-25
China Securities (International) Asset Management Company Limited	RO	Advising on securities	2014-08-13	2015-01-26
	RO	Asset management	2014-08-13	2015-01-26
	Rep	Asset management	2014-04-30	2014-08-13
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2012-10-31	2014-03-20
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2012-10-31	2014-03-20
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2011-01-05	2014-03-20
	Rep	Asset management	2011-01-05	2014-03-20
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2011-01-05	2014-03-20
	Rep	Asset management	2011-01-05	2014-03-20
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2011-01-05	2014-03-20
	Rep	Asset management	2011-01-05	2014-03-20
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Advising on securities	2008-03-14	2010-12-15
	Rep	Asset management	2008-01-22	2010-12-15
BEA Union Investment Management Limited	Rep	Advising on securities	2007-11-05	2008-01-08
	Rep	Asset management	2007-11-05	2008-01-08
	Rep	Dealing in securities	2007-11-05	2008-01-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.