Personnel Hong Kong SFC License Details (ID 81931)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alpha Nova Capital Management Limited	RO	Advising on securities	2020-10-30	-
	RO	Asset management	2020-10-30	-
	Rep	Advising on securities	2020-09-29	2020-10-30
	Rep	Asset management	2020-09-29	2020-10-30
QH CAPITAL LIMITED	RO	Advising on securities	2018-08-31	2020-03-31
QH Asset Management Company Limited	RO	Advising on securities	2018-07-06	2020-03-31
	RO	Asset management	2018-05-14	2020-03-31
	Rep	Asset management	2018-03-15	2018-05-14
Zynergy Asset Management Limited	RO	Asset management	2016-06-17	2018-01-31
	Rep	Asset management	2014-01-20	2016-06-17
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Asset management	2011-08-05	2012-08-01
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2011-08-05	2012-08-01
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Asset management	2011-08-05	2012-08-01
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2010-08-23	2012-08-01
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2010-08-23	2012-08-01
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2010-08-23	2012-08-01
	Rep	Dealing in securities	2010-08-23	2012-08-01
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2009-06-19	2010-04-30
	Rep	Leveraged foreign exchange trading	2009-05-19	2010-04-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2008-03-10	2009-02-13