Personnel Hong Kong SFC License Details (ID 81933)

Personnel Hong Kong SFC License Details (ID 81933)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fubon Fund Management (Hong Kong) Limited	RO	Asset management	2018-10-08	2024-04-05
RHB ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-07-27	2017-10-22
	Rep	Asset management	2015-07-27	2017-10-22
	Rep	Dealing in securities	2015-07-27	2017-10-22
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2011-03-03	2014-03-21
	Rep	Advising on securities	2011-03-03	2014-03-21
	Rep	Asset management	2011-03-03	2014-03-21
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2011-03-03	2014-03-21
	Rep	Advising on securities	2011-03-03	2014-03-21
	Rep	Asset management	2011-03-03	2014-03-21
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2011-03-03	2014-03-21
	Rep	Asset management	2011-03-03	2014-03-21