Personnel Hong Kong SFC License Details (ID 81934)

Personnel Hong Kong SFC License Details (ID 81934)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCHK Asset Management Limited	Rep	Advising on securities	2016-10-14	-
	Rep	Asset management	2016-10-14	-
	Rep	Dealing in securities	2016-10-14	-
China Universal Asset Management (Hong Kong) Company Limited	Rep	Dealing in securities	2015-09-22	2015-12-12
	Rep	Advising on securities	2015-06-09	2015-12-12
	Rep	Asset management	2015-06-09	2015-12-12
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Asset management	2011-11-15	2013-06-29
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2011-11-15	2013-06-29
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Asset management	2011-11-15	2013-06-29
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2011-03-16	2013-06-29
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2011-03-16	2013-06-29
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2011-03-16	2013-06-29
	Rep	Dealing in securities	2011-03-16	2013-06-29