Personnel Hong Kong SFC License Details (ID 81938)

Personnel Hong Kong SFC License Details (ID 81938)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Universal Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2012-09-26	2015-08-01
	Rep	Asset management	2012-09-26	2015-08-01
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2011-04-07	2012-09-21
	Rep	Advising on securities	2011-04-07	2012-09-21
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2011-04-07	2012-09-21
	Rep	Advising on securities	2011-04-07	2012-09-21
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2011-04-07	2012-09-21
	Rep	Dealing in securities	2011-04-07	2012-09-21
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Asset management	2010-11-16	2012-09-21
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2009-12-17	2012-09-21
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Asset management	2009-12-17	2012-09-21