| Wealth Harbour Investment & Management Co., Limited | RO | Advising on securities | 2022-03-14 | 2024-04-30 |
| RO | Asset management | 2022-03-14 | 2024-04-30 |
| QUAM ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2020-04-20 | 2021-07-12 |
| RO | Advising on securities | 2019-03-18 | 2021-07-12 |
| RO | Asset management | 2019-03-18 | 2021-07-12 |
| Quam Securities Limited | Rep | Dealing in securities | 2018-12-18 | 2020-04-20 |
| QUAM ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-11-02 | 2019-03-18 |
| Rep | Asset management | 2018-11-02 | 2019-03-18 |
| CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2018-06-14 | 2018-09-07 |
| Rep | Asset management | 2018-06-14 | 2018-09-07 |
| CITIC Securities Asset Management (HK) Limited | RO | Advising on securities | 2013-12-30 | 2018-04-20 |
| RO | Asset management | 2013-12-30 | 2018-04-20 |
| Rep | Advising on securities | 2011-11-14 | 2013-12-30 |
| Rep | Asset management | 2011-11-14 | 2013-12-30 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2010-04-13 | 2011-10-08 |
| Rep | Advising on securities | 2010-04-13 | 2011-10-08 |
| Rep | Asset management | 2010-04-13 | 2011-10-08 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2009-05-21 | 2011-10-08 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2009-03-26 | 2011-10-08 |
| RO | Asset management | 2009-03-26 | 2011-10-08 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2009-03-26 | 2011-10-08 |
| RO | Asset management | 2009-03-26 | 2011-10-08 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2009-02-25 | 2009-05-12 |
| Rep | Advising on securities | 2008-08-19 | 2009-03-26 |
| Rep | Asset management | 2008-08-19 | 2009-03-26 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2008-08-19 | 2009-03-26 |
| Rep | Asset management | 2008-08-19 | 2009-03-26 |
| Amova Asset Management Hong Kong Limited | Rep | Advising on securities | 2007-11-20 | 2008-07-18 |
| Rep | Asset management | 2007-11-20 | 2008-07-18 |
| CC Finance Limited | Rep | Advising on securities | 2006-09-25 | 2007-04-01 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-09-21 | 2006-07-21 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-09-21 | 2006-07-21 |
| Vision Capital Investment Management Limited | Rep | Advising on securities | 2004-03-18 | 2004-07-30 |
| Rep | Asset management | 2004-03-18 | 2004-09-16 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | Advising on corporate finance | - | 2003-12-31 |
| Rep | Advising on securities | - | 2004-07-30 |
| Rep | Asset management | - | 2004-09-16 |