Personnel Hong Kong SFC License Details (ID 81942)

Personnel Hong Kong SFC License Details (ID 81942)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Advising on securities	2021-03-30	2024-06-05
	RO	Dealing in securities	2021-03-30	2024-06-05
	Rep	Advising on securities	2021-01-20	2021-03-30
	Rep	Dealing in securities	2021-01-20	2021-03-30
iBest Consultants Limited	RO	Advising on securities	2018-05-08	2019-01-15
	RO	Asset management	2018-05-08	2019-01-15
	RO	Dealing in securities	2018-05-08	2019-01-15
iBest Investment Services Limited	RO	Leveraged foreign exchange trading	2018-05-08	2019-01-25
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on futures contracts	2009-03-24	2009-04-07
	Rep	Dealing in futures contracts	2009-03-24	2009-04-07
	RO	Advising on securities	2009-03-24	2011-01-07
	RO	Dealing in securities	2009-03-24	2011-09-28