Personnel Hong Kong SFC License Details (ID 81944)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELLCHAMP CAPITAL LIMITED	RO	Advising on securities	2026-02-02	-
	RO	Asset management	2026-02-02	-
	Rep	Asset management	2023-09-21	2026-02-02
CHOCOLATE FINANCE HK LIMITED	RO	Advising on securities	2022-10-20	2025-05-29
	RO	Asset management	2022-10-20	2025-05-29
	RO	Dealing in securities	2022-10-20	2025-05-29
WELLCHAMP CAPITAL LIMITED	RO	Advising on securities	2021-03-11	2022-10-19
	RO	Asset management	2021-03-11	2022-10-19
	Rep	Asset management	2020-10-15	2021-03-11
Open Securities Limited	RO	Dealing in futures contracts	2018-10-16	2020-07-16
	RO	Dealing in securities	2018-10-16	2020-07-16
OPEN ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-03-28	2020-07-16
	RO	Asset management	2018-03-28	2020-07-16
Open Securities Limited	RO	Advising on securities	2018-03-28	2020-07-16
ASIA WEALTH SECURITIES LIMITED	RO	Dealing in securities	2016-08-09	2018-01-29
Astrum Capital Management Limited (HK)	Rep	Asset management	2015-10-30	2016-07-31
	Rep	Dealing in futures contracts	2015-10-30	2016-07-31
	Rep	Dealing in securities	2015-10-30	2016-07-31
iBest Consultants Limited	RO	Asset management	2015-01-14	2015-09-15
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2012-05-21	2015-09-15
	RO	Advising on futures contracts	2008-10-16	2014-03-24
HAITONG INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	2008-05-05	2015-09-15
	RO	Dealing in futures contracts	2008-01-29	2015-09-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Advising on securities	2008-01-29	2015-09-15
	RO	Dealing in securities	2008-01-29	2015-09-15
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-01-10	2008-01-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2008-01-10	2008-01-29
	Rep	Dealing in securities	2008-01-10	2008-01-29
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	RO	Advising on securities	2004-09-21	2008-01-01
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	RO	Dealing in securities	2003-04-01	2008-01-01
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	RO	Dealing in futures contracts	2003-04-01	2008-01-01