| Grand China Securities Limited | RO | Advising on securities | 2025-10-13 | - |
| RO | Asset management | 2025-10-13 | - |
| RO | Dealing in securities | 2025-10-13 | - |
| Rep | Advising on securities | 2025-09-16 | 2025-10-13 |
| Rep | Asset management | 2025-09-16 | 2025-10-13 |
| Rep | Dealing in securities | 2025-09-16 | 2025-10-13 |
| Pantheon Securities Limited | RO | Dealing in securities | 2022-05-11 | 2025-07-31 |
| Fenghua Asset Management Limited | RO | Advising on securities | 2019-12-12 | 2025-06-16 |
| RO | Asset management | 2019-12-12 | 2025-06-16 |
| OCI Asset Management Company Limited | RO | Advising on securities | 2018-05-09 | 2019-04-05 |
| RO | Asset management | 2018-05-09 | 2019-04-05 |
| Sinostar Asset Management Limited | RO | Asset management | 2017-02-28 | 2018-02-17 |
| Sinostar Securities Limited | RO | Dealing in securities | 2016-11-21 | 2018-02-17 |
| Sinostar Asset Management Limited | RO | Advising on securities | 2016-11-02 | 2018-02-17 |
| Zynergy Asset Management Limited | RO | Asset management | 2013-10-10 | 2016-06-10 |
| Ark Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-10-07 | 2013-09-14 |
| Rep | Asset management | 2011-10-07 | 2013-09-14 |
| Rep | Dealing in securities | 2011-10-07 | 2013-09-14 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-10-07 | 2013-09-14 |
| Rep | Dealing in futures contracts | 2011-10-07 | 2013-09-14 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2008-11-24 | 2011-10-01 |
| Rep | Advising on securities | 2008-11-24 | 2011-10-01 |
| Rep | Asset management | 2008-11-24 | 2011-10-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-11-24 | 2011-10-01 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2008-11-24 | 2011-10-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-11-24 | 2011-10-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-08-28 | 2008-04-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-08-28 | 2008-04-04 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2007-04-13 | 2008-04-04 |
| Rep | Advising on securities | 2007-04-13 | 2008-04-04 |
| Rep | Asset management | 2007-04-13 | 2008-04-04 |