| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| JW Capital Limited (HK) | RO | Asset management | 2011-12-19 | - |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2008-06-25 | 2011-12-06 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2007-08-28 | 2011-12-06 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-08-28 | 2011-12-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-08-28 | 2011-12-06 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-05-23 | 2011-12-06 |
| Rep | Asset management | 2007-04-04 | 2011-12-06 | |
| DRT MANAGEMENT LIMITED | Rep | Asset management | 2006-09-30 | 2007-03-08 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-12-18 | 2006-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-12-12 |
| Rep | Advising on securities | 2003-04-01 | 2003-12-12 | |
| Rep | Asset management | 2003-04-01 | 2003-12-12 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-12-12 | |
| Rep | Dealing in securities | 2003-04-01 | 2006-09-01 | |
| Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-12-12 |
| Rep | Advising on securities | 2003-04-01 | 2003-12-12 | |
| Rep | Asset management | 2003-04-01 | 2003-12-12 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-12-12 |
No HKMA registrations in the collected records.