Personnel SFC Licences and HKMA Registrations (ID 81949)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HALCYON SECURITIES LIMITED	Rep	Dealing in securities	2013-03-22	-
HALCYON CAPITAL LIMITED (HK)	RO	Advising on corporate finance	2012-12-06	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-04-30	2012-09-29
HAITONG INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2005-12-16	2012-09-29
	Rep	Advising on securities	2003-04-01	2004-01-12
	Rep	Advising on corporate finance	2003-04-01	2005-12-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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