Personnel Hong Kong SFC License Details (ID 81956)

Personnel Hong Kong SFC License Details (ID 81956)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2011-05-12	2016-08-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2011-05-12	2016-08-03
	Rep	Dealing in securities	2011-05-12	2016-08-03
DBS ASIA CAPITAL LIMITED	Rep	Advising on securities	2006-02-27	2007-03-17
	Rep	Dealing in securities	2006-02-27	2007-03-17
	Rep	Advising on corporate finance	2006-02-23	2007-03-17
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	-	2005-12-22