Personnel Hong Kong SFC License Details (ID 81959)

Personnel Hong Kong SFC License Details (ID 81959)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-11-12	2024-04-05
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-09-30	2024-04-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2021-09-30	2024-04-05
BOCOM International (Asia) Limited	Rep	Dealing in securities	2014-04-09	2021-09-05
	Rep	Advising on corporate finance	2014-03-21	2021-09-05
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2011-07-05	2014-03-11
Everbright Securities Global (HK) Limited	Rep	Advising on corporate finance	2010-09-10	2011-06-24
	Rep	Dealing in securities	2010-09-10	2011-06-24
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2010-09-10	2011-06-24