Personnel SFC Licences and HKMA Registrations (ID 81961)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HALCYON SECURITIES LIMITED	Rep	Dealing in securities	2023-11-01	-
HALCYON CAPITAL LIMITED (HK)	RO	Advising on corporate finance	2019-01-09	-
	Rep	Advising on corporate finance	2013-03-04	2019-01-09
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2013-02-20	2013-03-01
	Rep	Dealing in securities	2013-02-20	2013-03-01
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-06-29	2013-03-01
Shang International Finance Limited	Rep	Advising on corporate finance	2007-05-07	2010-04-30
	Rep	Advising on securities	2007-05-07	2010-04-30
	Rep	Dealing in securities	2007-05-07	2010-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.