| iBest Consultants Limited | RO | Dealing in securities | 2008-04-15 | 2012-05-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2004-02-02 | 2012-05-01 |
| RO | Dealing in futures contracts | 2004-02-02 | 2012-05-01 |
| Rep | Advising on futures contracts | - | 2003-08-14 |
| Rep | Asset management | - | 2003-08-14 |
| Rep | Providing automated trading services | - | 2003-08-14 |
| Rep | Dealing in futures contracts | - | 2004-02-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | - | 2003-08-14 |
| RO | Asset management | - | 2003-08-14 |
| RO | Providing automated trading services | - | 2003-08-14 |
| RO | Advising on securities | - | 2012-05-01 |
| RO | Dealing in securities | - | 2012-05-01 |