Personnel Hong Kong SFC License Details (ID 81976)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALLIANCE PARTNERS CAPITAL LIMITED (b2018-02-01)	Rep	Asset management	2025-11-04	-
	Rep	Advising on securities	2025-04-22	-
	Rep	Dealing in securities	2025-04-22	-
VICTORY SECURITIES COMPANY LIMITED	RO	Advising on securities	2022-01-11	2024-10-01
	RO	Dealing in securities	2022-01-11	2024-10-01
	Rep	Advising on securities	2022-01-03	2022-01-11
	Rep	Dealing in securities	2022-01-03	2022-01-11
CMB International Securities Limited	Rep	Advising on securities	2019-08-09	2021-10-03
	Rep	Dealing in securities	2019-08-09	2021-10-03
OnePlatform Securities Limited	Rep	Advising on securities	2018-05-21	2019-03-25
	RO	Dealing in securities	2018-03-07	2019-03-25
	Rep	Dealing in securities	2018-03-06	2018-03-07
SINOPAC SECURITIES (ASIA) LIMITED	RO	Dealing in futures contracts	2017-02-13	2017-09-30
	RO	Dealing in securities	2017-02-13	2017-09-30
Tung Shing Futures (Brokers) Limited	RO	Dealing in futures contracts	2013-03-11	2017-02-12
Tung Shing Securities (Brokers) Limited	RO	Dealing in securities	2013-03-11	2017-02-12
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2013-01-24	2013-03-11
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2013-01-24	2013-03-11
iBest Consultants Limited	RO	Dealing in securities	2008-04-15	2012-12-01
HAITONG INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2006-04-27	2012-12-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Advising on corporate finance	2003-04-01	2003-08-14
	RO	Asset management	2003-04-01	2003-08-14
	RO	Providing automated trading services	2003-04-01	2003-08-14
	RO	Advising on securities	2003-04-01	2012-12-01
	RO	Dealing in securities	2003-04-01	2012-12-01
iBest Securities Company Limited	RO	Advising on corporate finance	2003-04-01	2003-08-14
	RO	Advising on securities	2003-04-01	2003-08-14
	RO	Asset management	2003-04-01	2003-08-14
	RO	Dealing in securities	2003-04-01	2012-12-01