Personnel Hong Kong SFC License Details (ID 81980)

Personnel Hong Kong SFC License Details (ID 81980)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gee Hi International Securities (Hong Kong) Limited	RO	Advising on securities	2023-07-20	-
	RO	Asset management	2023-07-20	-
	RO	Dealing in securities	2023-07-20	-
GF Asset Management (Hong Kong) Limited	Rep	Asset management	2020-06-30	2022-02-09
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2020-06-30	2022-07-30
	Rep	Dealing in securities	2020-06-30	2022-07-30
Hao Tian International Futures Limited	Rep	Dealing in futures contracts	2017-01-20	2018-06-01
Hao Tian Asset Management Limited	RO	Asset management	2016-12-09	2018-06-01
Hao Tian International Securities Limited	Rep	Dealing in securities	2016-09-27	2018-06-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-09-08	2016-06-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2014-09-08	2016-06-30
	Rep	Dealing in securities	2014-09-08	2016-06-30
iBest Consultants Limited	Rep	Dealing in futures contracts	2012-08-27	2016-06-30
	Rep	Dealing in securities	2009-04-24	2016-06-30
	Rep	Asset management	2006-03-20	2016-06-30
	Rep	Advising on corporate finance	2003-04-01	2004-03-03
	Rep	Asset management	2003-04-01	2005-04-11
	Rep	Advising on securities	2003-04-01	2016-06-30