Personnel Hong Kong SFC License Details (ID 81986)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WK SECURITIES LIMITED	RO	Advising on securities	2018-09-07	-
	RO	Dealing in securities	2018-09-07	-
WK FUND MANAGEMENT LIMITED	RO	Advising on securities	2018-04-11	-
	RO	Asset management	2018-04-11	-
HALCYON SECURITIES LIMITED	RO	Asset management	2016-05-25	2017-12-29
	RO	Dealing in securities	2016-02-15	2017-12-29
	Rep	Dealing in securities	2015-08-12	2016-02-15
	Rep	Advising on securities	2015-08-12	2017-12-29
	Rep	Dealing in futures contracts	2015-08-12	2017-12-29
iBest Consultants Limited	RO	Asset management	2014-03-19	2015-08-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-06-21	2015-08-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2013-06-21	2015-08-01
iBest Consultants Limited	Rep	Dealing in futures contracts	2012-05-15	2015-08-01
	Rep	Dealing in securities	2009-11-23	2015-08-01
	Rep	Asset management	2009-11-05	2014-03-19
	Rep	Advising on securities	2009-11-05	2015-08-01
Broadway Wealth Management Limited	RO	Advising on securities	2007-09-06	2009-07-11
	RO	Asset management	2007-09-06	2009-07-11
	Rep	Asset management	2006-09-21	2007-09-06
	Rep	Advising on securities	2006-08-15	2007-09-06
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Advising on securities	2004-06-28	2005-03-30