Personnel SFC Licences and HKMA Registrations (ID 81997)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Anli Securities Limited	Rep	Advising on securities	2017-04-25	2019-02-12
	Rep	Dealing in securities	2014-01-30	-
CHINA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2012-08-30	2013-12-23
iBest Consultants Limited	Rep	Advising on securities	2010-03-01	2012-04-18
	Rep	Dealing in securities	2010-03-01	2012-04-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.