Personnel SFC Licences and HKMA Registrations (ID 81999)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wynson Asset Management Limited	Rep	Advising on securities	2020-09-23	-
	Rep	Asset management	2020-09-23	-
Yupei Fortune Capital Limited	Rep	Advising on securities	2019-07-04	2020-08-27
	Rep	Dealing in securities	2019-07-04	2020-08-27
TC Investment Management (Asia) Limited	Rep	Advising on securities	2016-08-25	2019-06-24
	Rep	Dealing in securities	2016-08-25	2019-06-24
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2015-04-09	2016-08-15
	Rep	Dealing in securities	2015-04-09	2016-08-15
	Rep	Dealing in securities	2009-06-02	2009-10-14
iBest Consultants Limited	Rep	Dealing in securities	2009-06-02	2016-02-19
	Rep	Advising on securities	2006-10-05	2016-02-19
	Rep	Asset management	2006-10-05	2016-02-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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