Personnel Hong Kong SFC License Details (ID 82004)

Personnel Hong Kong SFC License Details (ID 82004)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2022-09-29	2023-02-03
	Rep	Dealing in futures contracts	2022-09-29	2023-02-03
	Rep	Dealing in securities	2022-09-29	2023-02-03
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2018-11-13	2022-08-30
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2012-06-28	2013-01-28
	Rep	Dealing in securities	2012-06-28	2013-01-28
iBest Consultants Limited	Rep	Advising on securities	2011-01-20	2012-06-13
	Rep	Dealing in securities	2011-01-20	2012-06-13
	Rep	Advising on securities	2010-08-12	2010-09-09
	Rep	Dealing in securities	2010-08-12	2010-09-09