| Carnegie Hill Capital Partners Limited | RO | Advising on securities | 2024-11-20 | - |
| RO | Asset management | 2024-11-20 | - |
| Rep | Asset management | 2024-10-24 | 2024-11-20 |
| Solomon JFZ (Asia) Holdings Limited | RO | Asset management | 2021-10-26 | 2024-04-30 |
| Rep | Asset management | 2021-10-11 | 2021-10-26 |
| KINGDOM INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2020-08-21 | 2021-05-08 |
| RO | Asset management | 2020-08-21 | 2021-05-08 |
| Rep | Advising on securities | 2020-06-23 | 2020-08-21 |
| Rep | Asset management | 2020-06-23 | 2020-08-21 |
| Excel Shining Asia Limited | RO | Advising on securities | 2016-08-01 | 2020-05-01 |
| RO | Asset management | 2016-08-01 | 2020-05-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-09-08 | 2016-07-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2014-09-08 | 2016-07-29 |
| iBest Consultants Limited | Rep | Dealing in futures contracts | 2012-08-10 | 2016-07-29 |
| Rep | Asset management | 2010-03-01 | 2016-07-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-05-04 | 2016-07-29 |
| iBest Consultants Limited | Rep | Dealing in securities | 2009-03-13 | 2016-07-29 |
| Rep | Advising on securities | 2006-09-08 | 2016-07-29 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2006-07-27 | 2006-09-04 |