Personnel Hong Kong SFC License Details (ID 82017)

Personnel Hong Kong SFC License Details (ID 82017)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
iFAST Global Markets (HK) Limited	Rep	Advising on securities	2023-01-03	-
	Rep	Asset management	2023-01-03	-
	Rep	Dealing in securities	2023-01-03	-
Glory Sun Securities Limited	Rep	Asset management	2018-04-23	2022-11-16
	Rep	Advising on securities	2018-03-27	2022-11-16
	Rep	Dealing in securities	2018-03-27	2022-11-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2015-03-18	2017-11-30
	Rep	Dealing in securities	2015-03-18	2017-11-30
iBest Consultants Limited	Rep	Advising on securities	2011-01-05	2017-11-30
	Rep	Dealing in securities	2011-01-05	2017-11-30
Emperor Wealth Management Limited	Rep	Dealing in securities	2009-11-13	2010-11-15
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2009-03-24	2010-11-15