Personnel Hong Kong SFC License Details (ID 82033)

Personnel Hong Kong SFC License Details (ID 82033)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-08-21	2016-06-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-08-21	2016-06-15
iBest Consultants Limited	Rep	Advising on securities	2015-08-21	2016-06-15
	Rep	Asset management	2015-08-21	2016-06-15
	Rep	Dealing in futures contracts	2014-03-18	2014-06-30
	Rep	Advising on securities	2013-02-06	2014-06-30
	Rep	Asset management	2013-02-06	2014-06-30
	Rep	Dealing in securities	2013-02-06	2014-06-30
IAM LEGACY LIMITED	Rep	Advising on securities	2012-12-03	2013-01-11
	Rep	Asset management	2012-12-03	2013-01-11
JS SECURITIES LIMITED (HK)	Rep	Dealing in securities	2012-12-03	2013-01-11
iBest Consultants Limited	Rep	Asset management	2011-05-18	2012-10-31
	Rep	Advising on securities	2010-08-19	2012-10-31
	Rep	Dealing in securities	2010-08-19	2012-10-31
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-14	2010-07-21
	Rep	Advising on securities	2007-07-23	2010-06-14
	Rep	Advising on securities	2006-08-11	2007-03-16