Personnel Hong Kong SFC License Details (ID 82035)

Personnel Hong Kong SFC License Details (ID 82035)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Core Pacific - Yamaichi Asset Management Limited	Rep	Asset management	2014-09-11	2015-12-30
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2014-09-11	2015-12-30
	Rep	Dealing in securities	2014-09-11	2015-12-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2014-09-11	2015-12-30
iBest Consultants Limited	Rep	Asset management	2009-09-30	2014-08-23
	Rep	Dealing in securities	2009-05-25	2014-08-23
	Rep	Advising on securities	2007-07-03	2014-08-23
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-01-09	2007-06-01
iBest Consultants Limited	Rep	Advising on securities	2006-07-20	2006-11-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-05-09	2006-07-20
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2003-12-19	2005-05-03
Lion Global Financial Limited	Rep	Advising on securities	2003-10-17	2003-11-29