Personnel Hong Kong SFC License Details (ID 82037)

Personnel Hong Kong SFC License Details (ID 82037)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wynson Asset Management Limited	Rep	Advising on securities	2020-07-27	-
	Rep	Asset management	2020-07-27	-
JQ Securities (Hong Kong) Limited	Rep	Advising on securities	2018-10-29	2020-02-14
	Rep	Asset management	2018-10-29	2020-02-14
	Rep	Dealing in securities	2018-10-29	2020-02-14
Yupei Fortune Capital Limited	Rep	Advising on securities	2017-07-27	2018-10-14
	Rep	Asset management	2017-07-27	2018-10-14
	Rep	Dealing in securities	2017-07-27	2018-10-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2015-03-10	2015-05-12
	Rep	Dealing in securities	2015-03-10	2015-05-12
iBest Consultants Limited	Rep	Dealing in securities	2011-04-07	2015-05-12
	Rep	Advising on securities	2007-09-04	2015-05-12
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2006-01-23	2007-08-13