Personnel Hong Kong SFC License Details (ID 82044)

Personnel Hong Kong SFC License Details (ID 82044)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-02-26	-
	Rep	Dealing in securities	2019-02-26	-
SHANGGU ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2017-06-16	2019-01-31
	RO	Asset management	2017-06-16	2019-01-31
	RO	Dealing in securities	2017-06-16	2019-01-31
iBest Consultants Limited	Rep	Asset management	2016-06-10	2017-06-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2014-05-02	2017-06-11
	Rep	Dealing in securities	2014-05-02	2017-06-11
	Rep	Dealing in securities	2009-05-04	2009-10-12
iBest Consultants Limited	Rep	Dealing in securities	2009-02-02	2017-06-11
	Rep	Advising on securities	2008-07-25	2017-06-11
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2004-06-04	2008-07-02