Personnel Hong Kong SFC License Details (ID 82050)

Personnel Hong Kong SFC License Details (ID 82050)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHANGGU ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2018-01-18	2025-03-17
	Rep	Asset management	2018-01-18	2025-03-17
	Rep	Dealing in securities	2018-01-18	2025-03-17
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2016-01-26	2017-12-01
	Rep	Asset management	2016-01-26	2017-12-01
	Rep	Dealing in securities	2016-01-26	2017-12-01
iBest Consultants Limited	Rep	Advising on securities	2010-03-03	2014-08-23
	Rep	Dealing in securities	2010-03-03	2014-08-23
PATTERSON FINANCIAL SERVICES LIMITED	Rep	Advising on securities	2006-01-11	2009-03-20