Personnel Hong Kong SFC License Details (ID 82060)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2014-11-11	2024-01-18
	Rep	Dealing in securities	2014-09-17	-
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-09-17	-
iBest Consultants Limited	Rep	Dealing in futures contracts	2012-08-31	2014-08-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-05-04	2009-10-12
iBest Consultants Limited	Rep	Dealing in securities	2008-06-13	2014-08-28
	Rep	Advising on securities	2008-01-15	2014-08-28
	Rep	Asset management	2008-01-15	2014-08-28
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Dealing in securities	2007-08-03	2008-01-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-06-21	2008-01-01
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2006-10-17	2008-01-01
	Rep	Asset management	2006-10-17	2008-01-01
Axis Capital Management Limited	Rep	Advising on securities	2005-12-29	2006-08-25
	Rep	Asset management	2005-12-29	2006-08-25
CHINA FINANCE HOLDINGS LIMITED	Rep	Dealing in securities	2005-08-24	2006-08-25
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2005-06-01	2005-07-28
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2005-06-01	2005-07-28
	RO	Dealing in securities	2004-02-09	2005-06-01
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-08-19	2005-07-28
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-08-19	2005-07-28
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-28
	Rep	Advising on securities	2003-04-01	2003-07-28
	Rep	Asset management	2003-04-01	2003-07-28
	Rep	Providing automated trading services	2003-04-01	2003-07-28
	Rep	Dealing in securities	2003-04-01	2004-02-09