Personnel Hong Kong SFC License Details (ID 82062)

Personnel Hong Kong SFC License Details (ID 82062)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JAKOTA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-04-26	2024-09-30
	Rep	Dealing in securities	2023-04-26	2024-09-30
JAKOTA SECURITIES GROUP LIMITED	Rep	Advising on securities	2019-11-18	2023-04-25
	Rep	Dealing in securities	2019-11-18	2023-04-25
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2016-07-01	2019-07-08
	Rep	Dealing in securities	2016-07-01	2019-07-08
	Rep	Advising on securities	2014-10-16	2016-06-30
	Rep	Dealing in securities	2014-10-16	2016-06-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2014-10-16	2016-06-30
iBest Consultants Limited	Rep	Dealing in securities	2009-11-23	2014-08-23
	Rep	Advising on securities	2009-10-28	2014-08-23
Broadway Wealth Management Limited	Rep	Advising on securities	2008-11-10	2009-10-02
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Advising on securities	2003-09-10	2008-09-17