Personnel Hong Kong SFC License Details (ID 82063)

Personnel Hong Kong SFC License Details (ID 82063)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASSET MANAGEMENT GROUP LIMITED	Rep	Advising on securities	2022-02-09	2025-01-21
	Rep	Dealing in securities	2022-02-09	2025-01-21
	Rep	Advising on securities	2017-10-30	2021-01-12
	Rep	Dealing in securities	2017-10-30	2021-01-12
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2016-07-01	2017-09-18
	Rep	Dealing in securities	2016-07-01	2017-09-18
Core Pacific - Yamaichi Asset Management Limited	Rep	Asset management	2014-09-17	2017-09-18
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2014-09-17	2016-06-30
	Rep	Dealing in securities	2014-09-17	2016-06-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2014-09-17	2016-06-30
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-04-28	2014-09-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2014-04-28	2014-09-10
	Rep	Dealing in securities	2014-04-28	2014-09-10
iBest Consultants Limited	Rep	Dealing in futures contracts	2012-05-07	2014-09-10
	Rep	Advising on securities	2010-09-27	2014-09-10
	Rep	Asset management	2010-09-27	2014-09-10
	Rep	Dealing in securities	2010-09-27	2014-09-10
CASH Wealth Management Limited	Rep	Advising on securities	2010-07-27	2010-08-27
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2010-07-27	2010-08-27