Chan, Kar Lok 陳家樂
SFC ID:ABE379
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SDIC SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2013-01-24 | - |
| RO | Dealing in securities | 2012-08-01 | - | |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2012-08-01 | - |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-06-19 | 2012-08-01 |
| Rep | Advising on securities | 2012-06-19 | 2013-01-24 | |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-19 | 2012-08-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2010-05-20 | 2012-06-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2010-05-20 | 2012-06-08 |
| RO | Dealing in securities | 2010-05-20 | 2012-06-08 | |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | RO | Dealing in futures contracts | 2009-01-16 | 2011-05-03 |
| RO | Dealing in securities | 2009-01-16 | 2011-05-03 | |
| Rep | Dealing in futures contracts | 2008-10-09 | 2009-01-16 | |
| Rep | Dealing in securities | 2008-10-09 | 2009-01-16 | |
| Rep | Advising on securities | 2008-10-09 | 2011-01-07 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2006-07-27 | 2008-09-30 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2006-01-09 | 2008-09-30 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-01-09 | 2008-09-30 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-13 | 2005-12-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-13 | 2005-12-30 |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-02-04 |
| Rep | Asset management | 2003-04-01 | 2004-02-04 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-12-11 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-04 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-04 | |
| Rep | Asset management | 2003-04-01 | 2004-02-04 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-12-11 |