| VMS Securities Limited | Rep | Dealing in securities | 2013-06-07 | 2016-05-05 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Dealing in securities | 2007-03-16 | 2010-01-15 |
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2004-02-02 | 2012-11-01 |
| RO | Dealing in futures contracts | 2004-02-02 | 2012-11-01 |
| Rep | Advising on futures contracts | - | 2003-08-14 |
| Rep | Asset management | - | 2003-08-14 |
| Rep | Providing automated trading services | - | 2003-08-14 |
| Rep | Dealing in futures contracts | - | 2004-02-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Providing automated trading services | - | 2003-08-14 |
| RO | Dealing in securities | - | 2012-11-01 |