Personnel Hong Kong SFC License Details (ID 82068)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Global Markets Limited	Rep	Dealing in securities	2019-07-26	2019-11-28
CMB INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2019-04-08	2019-11-28
CMB International Securities Limited	RO	Advising on securities	2019-04-08	2019-11-28
	RO	Dealing in securities	2019-04-08	2019-11-28
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-01-10	2019-04-08
CMB International Securities Limited	Rep	Dealing in securities	2019-01-10	2019-04-08
Mason Securities Limited	Rep	Dealing in securities	2018-09-05	2018-12-13
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-09-05	2018-12-13
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Leveraged foreign exchange trading	2013-06-17	2018-03-16
iBest Consultants Limited	RO	Dealing in futures contracts	2012-03-23	2017-06-07
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Advising on securities	2008-04-14	2018-03-16
	RO	Dealing in securities	2008-04-14	2018-03-16
	Rep	Advising on securities	2005-05-03	2008-04-14
HAITONG INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	2004-04-08	2018-03-16
	RO	Dealing in futures contracts	2004-04-08	2018-03-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2003-12-18	2013-06-17
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-10-14
	Rep	Asset management	-	2003-10-14
	Rep	Providing automated trading services	-	2003-10-14
	Rep	Dealing in futures contracts	-	2004-04-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-09-29
	Rep	Asset management	-	2003-09-29
	Rep	Providing automated trading services	-	2003-09-29
	Rep	Advising on securities	-	2003-10-14
	Rep	Dealing in securities	-	2008-04-14